Institutional trade-matching toolkit
The Canadian Securities Administrators (CSA) released the Institutional Trade Matching and Settlement rule, National Instrument (NI) 24-101, on January 12, 2007, to improve institutional trade processing and settlement efficiency. The ultimate goal is to reduce operational, market and credit risks and costs associated with unmatched trades. It requires entities subject to the rule only to open an account (or for existing clients, only to execute a trade) if each trade-matching party has entered into a trade-matching agreement with or provided a trade-matching statement to each other.
For more information on this issue, e-mail capitalmarkets@iiac.ca.
CSA Form 24-101F1 Online Exception Reporting
click here to downloadEnd-of-quarter USD to CDN conversion rate for exception reporting purposes
click here to viewIndustry trade-matching report card
click here to viewReference Documents
Canadian Securities Administrators (CSA) institutional trade-matching rule and companion policyCCMA institutional trade processing best practices and standard data elements
CSA Institutional Trade Matching FAQ – May 2011Institutional trade-matching questions and answers - 2007-02-09Institutional trade-matching questions and answers - 2007-03-07 Joint IDA-CDS Notice on Institutional Trade Matching and Settlement Mapping CDS Codes to NI-24-101 - 2007-09-28Matching service utilities Annual General Meeting
When:
Wednesday, June 6, 2012
Where:
National Club
303 Bay Street, Toronto, Ontario
Small Dealers Symposium
When:
Thursday, June 7, 2012
8:00am to 4:30pm with a reception to follow
Where:
St. Andrews Conference Centre
150 King Street West, 27th Floor
Toronto, Ontario
IIAC Annual Conference
When:
Thursday, September 20, 2012
Where:
MaRS Discovery District
101 College Street, Toronto, Ontario