Institutional trade-matching statement posting facility
To have your firm’s statement URL posted on the IIAC website or related information amended, please e-mail capitalmarkets@iiac.ca and provide:
- your firm’s legal name in English and French (if available)
- contact information for the website (name, telephone number, personal or a group e-mail address)
- whether your firm is a broker, investment manager inter-dealer broker or custodian
- the URL in English and French (if available).
The IIAC posts updated information on the site weekly - within one to five business days from the date of receipt.
Since the IIAC is not a regulator and firms may choose to use trade-matching agreements or post statements, the Association does not guarantee that the list includes all counterparties, all URLs available or links to the latest statements. The Association keeps the list up to date on a best-efforts basis based on the information provided. Please send comments or questions to capitalmarkets@iiac.ca.
Dealer trade-matching statements
Investment manager trade-matching statements
Custodian trade-matching statements
Inter-dealer broker trade-matching statements
Investment manager trade-matching statements
Custodian trade-matching statements
Inter-dealer broker trade-matching statements
Dealer trade-matching statements
| Firm | Posted | Statement Date | Signed by | Contact |
|---|---|---|---|---|
| Acadian Securities Inc. | 27/09/2007 | 17/09/2007 | David K. Beazley, President & Chief Executive Officer |
David Beazley (902) 496-2098 |
| Acker Finley | 27/09/2007 | Undated | Marian Buklis - Chief Compliance Officer |
Marian Buklis (416) 777-9636 |
| Acumen Capital Finance Partners Limited | 06/09/2007 | 01/09/2007 | Myja Miller, Chief Financial Officer & Chief Operating Officer |
Myja Miller (403) 571-0308 |
| Altus Securities Inc. | 28/02/2012 | Undated | Paul Jelec, Chief Compliance Officer |
Gregg Blaha (416) 369-3025 |
| BBS Securities Inc. | 05/02/2009 | 10/10/2008 | Bardya Ziaian, President & CEO |
Ali Rouhani (416) 847-7222 |
| Beacon Securities Limited | 29/09/2007 | 17/09/2007 | Jane Smith, President, CFO and Compliance Officer |
Steve Ibel (902) 423-1284 |
| Bieber Securities Inc. | 27/09/2007 | 24/09/2007 | Deborah Metcalfe, Chief Financial Officer |
Deborah Metcalfe (204) 949-8101 |
| BMO Nesbitt Burns Inc. | 13/09/2007 | Undated | Michele Goddard, Managing Director, Senior Vice President |
Ronald Tooley (416) 359-7161 |
| Bolder Investment Partners, Ltd. | 28/09/2007 | Undated | W.R. (Bill) Wright, Chief Operating Officer |
Gord Bell (403)-770-2465 |
| Brant Securities Limited | 24/10/2007 | Undated | Keith McMeekin, President & Chief Executive Officer |
Keith McMeekin (416) 596-4596 |
| Brockhouse & Cooper Inc. | 27/09/2007 | 26/09/2007 | Howard Messias, President & Chief Operating Officer |
Howard Messias (514) 315-5717 |
| Brookfield Financial Corp. | 24/03/2011 | Undated | Brydon Cruise, Chief Compliance Officer |
Mark Murski (416) 956-5252 |
| Burgeonvest Securities Limited | 02/10/2007 | Undated | Mario Frankovich, President & CEO |
Mario Frankovich (905) 528-6505 |
| Byron Securities Limited | 27/09/2007 | 26/09/2007 | Lorne Levy, Chief Compliance Officer |
Byron Securities (416) 867 9800 |
| Caldwell Securities Ltd. | 09/10/2007 | Undated | Sally Haldenby Haba, VP |
|
| Calyon Financial Canada Inc. | 19/09/2007 | 19/09/2007 | Jean Bérard, Chief Financial Officer and Chief Compliance Officer |
Jean-Paul Cauchi (416) 682-5129 |
| Canaccord Genuity Corp. | 14/06/2010 | 09/06/2010 | Mark Maybank, President |
|
| Canadian ShareOwner Investments Inc. | 04/10/2007 | Undated | John Bart, Chairman & CEO |
Helen Hsia (416) 848-9405 |
| Casgrain & Company Limited | 27/09/2007 | 01/09/2007 | André Zanga, Vice-President & Chief Financial Officer |
Andre Zanga (514) 871-8080 |
| CIBC World Markets Inc. | 06/092007 | Undated | Wayne Ralph, Senior Vice-President CIBC, Wholesale/Brokerage Operations | CIBC |
| CI Capital Markets Inc. | 21/01/2010 | 01/2010 | David E. Sharpe, Chief Compliance Officer |
Joseph Bajic 416-681-3132 |
| Citigroup Global Markets Canada Inc. | 19/09/2007 | Undated | David A. Carson, Chief Operating Officer |
David A. Carson (416) 866-2294 |
| Citigroup Global Markets Inc. | 28/09/2007 | Undated | Gary Probert, Managing Director |
David A. Carson (416) 866-2294 |
| Citigroup Global Markets Limited | 27/09/2007 | Undated | Catherine Munro, Managing Director |
David A. Carson (416) 866-2294 |
| Clarus Securities Inc. | 11/10/2007 | 08/2007 | Alistair Maxwell, Chief Executive Officer |
Tom Monahas (416) 343-2783 |
| Cormark Securities Inc. | 01/10/2009 | Undated | Lou D'Souza LL.B., Vice-President Compliance |
Lou D'Souza (416) 943-6493 |
| Credit Suisse Securities (Canada), Inc. | 27/09/2007 | Undated | Bruce F. Wetherly, Chief Financial Officer |
Kazi Haq (416) 352-4653 |
| D&D Securities Company | 21/07/2008 | Undated | Joe Pavao, President & CEO |
Joe Pavao (416) 369-6925 |
| Desjardins Securities Inc. | 16/08/2007 | Undated | Sylvain Perreault, SVP, Operations, IT and Chief Compliance Officer |
trade.matching@vmd. desjardins.com |
| Deutsche Bank Securities Limited | 13/09/2007 | 04/07/2007 | Paul Jurist, President & Chief Executive Officer |
Adrian Costea (416) 682-8275 |
| Dundee Securities Ltd. | 04/19/2011 | 02/2011 | Robert Sellars, Chief Operating Officer & Chief Executive Officer |
Louis Cavalaris III (416) 350-3057 |
| e3m Investments Inc. | 31/12/2007 | 05/07/2007 | Robert Goldberg, President and Chief Executive Officer & William Oates, CFO |
Robert Goldberg (416) 972-7490 |
| E*TRADE Canada Securities Corporation | 05/10/2007 | 24/09/2007 | Duncan Hannay, President |
Kevin Yates (416) 214-3501 |
| Edward Jones | 02/10/2007 | 28/09/2007 | Doug Bennett, Vice President, Director of Operations | Can-CashCredit-Team@edwardjones.com |
| Emerging Equities Inc. | 19/09/2007 | 23/08/2007 | Tia Maria Melnechenko, Vice President Compliance and Operations |
Tia Maria Melnechenko (403) 216-8200 |
| Euro Pacific Canada Inc. | 13/10/2011 | Undated | David Cusson, CEO | Crissa Pakkidis |
| Evergreen Capital Partners Inc. | 27/09/2007 | 09/2007 | Loretta Carbonelli, Chief Compliance Officer and Vice President, Operations | Loretta Carbonelli |
| Fin-XO Securities Inc. | 23/12/2010 | 21/06/2010 | Guy Dufresne, 1st Vice President |
o.com">Peggy Kennard (514) 875-2836 |
| First Canada Capital Partners Inc. | 22/10/2007 | Undated | Vanessa L. Dircks, Chief Compliance Officer |
David Hoang (604) 637-0209 |
| FirstEnergy Capital Corp. | 19/09/2007 | 10/09/2007 | Ruby Wallis, Vice President & Director, Operations |
Ruby Wallis (403) 262-0631 |
| Fonds des professionnels - Gestion privée inc. (French only) | 27/09/2007 | 18/09/2007 | Frédéric Bélanger, President & CEO |
Lison Couture (514)-350-5169 |
| Foster & Associates Financial Services Inc. | 12/10/2007 | 01/10/2007 | Tony Manning, Vice President, CCO |
|
| Fraser Mackenzie Limited | 13/09/2007 | 09/2007 | Mark Polubiec, Chief Executive Officer |
James Muir (416) 955-4777 |
| G-Trade Services LLC | 01/10/2007 | 27/09/2007 | Bea Ordonez, Chief Operating Officer |
Bea Ordonez (407) 208-4943 |
| Gateway Securities Inc. | 27/09/2007 | Undated | Robin Alvarez de Araya, Vice President & Chief Compliance Officer |
Robin Alvarez de Araya (604) 632-1800 |
| Global Securities Corporation | 27/09/2007 | 21/09/2007 | Joya Baba, Vice-President, Operations |
Joya Baba (604) 443-7069 |
| GMP Securities L.P. | 27/03/2012 | 16/01/2012 | Harris Fricker, CEO |
Chris Hill (416) 943-6655 |
| Goldman Sachs Canada Inc. | 28/09/2007 | Undated | Stefano Zuliani, Chief Compliance Officer |
Stefano Zuliani (416) 343-8763 |
| Griffiths McBurney Corp. | 29/06/2007 | 06/2007 | Kevin Sullivan, Chief Executive Officer | Nicolle Irving |
| Hampton Securities Ltd. | 24/06/2011 | 22/06/2011 | Cheryl de Montigny, Chief Compliance Officer |
Denise Shank (416) 862-8626 |
| Haywood Securities Inc. | 06/09/2007 | Undated | Bruce Thompson, Chief Compliance Officer |
Mark Maisonville (604) 697-7105 |
| HSBC Securities (Canada) Inc. | 01/10/2007 | Undated | Simon J. R. Edwards, President & CEO |
Rob Chisholm (416) 864-7935 |
| Hugues Ouimet & Associates Inc. | 05/10/2007 | Undated | Hugues Ouimet, President |
Hélène Dubé (514) 843-5050 |
| Industrielle Alliance Valeurs Mobilières (in French only) | 27/09/2007 | 18/09/2007 | Paul Bernard, Executive Vice President, Capital Markets |
Paul Bernard (514) 499-7374 |
| Instinet Canada Limited | 01/10/2007 | Undated | Kenenth J. Klepacki, Chief Operating Officer |
Ken Klepacki (416) 304-6365 |
| Integral Wealth Securities | 13/10/2011 | 01/05/2011 | David Sewell, COO |
David Sewell (416) 640-6703 |
| IPC Securities Corporation | 16/10/2007 | 15/10/2007 | Steve R. Elliott, Vice President, Chief Compliance Officer |
email (905) 212-0945 |
| ITG Canada Corp. | 31/08/2007 | 28/08/2007 | Nicholas Thadaney, CEO |
Kuno Tucker (416) 874-0830 |
| Jennings Capital Inc. | 24/08/2007 | Undated | Bob Verhelst, Chief Compliance Officer | Gail O’Connor |
| Jones, Gable & Comapny Limited | 27/09/2007 | Undated | Robb Hindson, Chief Financial Officer |
Robb Hindson (416) 365-8053 |
| Jordan Capital Markets Inc. | 10/02/2009 | Undated | William B. Walker, CCO |
Brent Walker (778) 373-4123 |
| J.P. Morgan Securities Canada Inc. | 01/10/2007 | Undated | Sara Collins, Chief Financial Officer |
Angie Hodgson (416) 981-9135 |
| Kingsdale Capital Markets Inc. | 07/10/2009 | Undated | Anita Tyler, VP Operations/CCO |
Anita Tyler (416) 867-4563 |
| Laurentian Bank Securities | 13/09/2007 | Undated | Yves Ruest, Vice President, Finance and Administration, Chief Financial Officer, Chief Compliance Officer |
Yves Ruest (514) 350-3070 |
| Leede Financial Markets Inc. | 27/09/2007 | 08/2007 | Robert Harrison, President & CEO |
Barb Pringle (604) 658-3052 |
| Lehman Brothers Canada Inc. | 01/11/2007 | Undated | Les Moskalewicz, Senior Vice President |
Robert Fahy (212) 320-0733 |
| Lightyear Capital Inc. | 27/09/2007 | Undated | Louise M. Duchesne, Chief Compliance Office |
Louise M. Duchesne (403) 218-1409 |
| Loewen, Ondaatje, McCutcheon Limited (LOM) | 05/07/2007 | 08/06/2007 | Robert Matthews, ChiefCompliance Officer |
Greg Hartman (416) 964-4481 |
| MacDougall, MacDougall & MacTier Inc. | 27/09/2007 | 18/09/2007 | Cathy Watson, Director of Operations and Chief Compliance Officer |
Jean-Luc Brunet (514) 394-3751 |
| Mackie Research Capital Corporation | 09/06/2010 | Undated | Patrick G. Walsh, CEO |
Mark Censale (416) 863-3829 |
| Macquarie Private Wealth Inc. | 09/05/2011 | 09/05/2011 | Daniel Bowering, Chief Compliance Officer | +1 (416) 687-1179 |
| Magna Partners Ltd. | 15/10/2007 | 01/10/2007 | Nick Abe, Chief Compliance Officer |
Nick Abe (416) 640-0590 |
| Maison Placements Canada Inc. | 19/09/2007 | 08/2007 | Paul D. Aitkens, Chief Compliance Officer |
Paul D. Aitkens (416) 947-6068 |
| McLean & Partners Wealth Management Ltd. | 09/06/2009 | Undated | Jaime Morin,Chief Compliance Officer |
Jaime Morin (403) 234-6116 |
| Merrill Lynch Canada Inc. | 27/09/2007 | 04/09/2007 | Mark Dickerson, Corporate Secretary | Doug Butters |
| MF Global Canada Co. | 24/10/2007 | 14/08/2007 | Stéphane Rozier, President & CEO |
Kao Manirath (514) 393-1730 canada_clearing@mfglobal.com |
| MGI Securities Inc. | 10/02/2010 | Undated | James Andrews, CFO |
James Andrews (416) 864-2604 |
| Middlefield Capital Corporation | 27/09/2007 | Undated | W. Garth Jestley, Managing Director and Chief Executive Officer | W. Garth Jestley |
| Morgan Stanley Canada Limited | 27/09/2007 | 26/09/2007 | Giorgio Dell'Orletta, CFO |
George Christie (416) 943-8330 |
| MPartners Inc. | 19/09/2007 | Undated | Johanna O'Reilly, Chief Compliance Officer & VP Operations |
hr@mpartners.ca (416) 603-7381 ext 231 |
| M.R.S Securities Services Inc. | 04/10/2007 | Undated | Colleen MacDonald, Chief Compliance Officer |
Hugh Cameron (416) 413-7259 |
| NBCN Inc. | 16/08/2007 | 28/06/2007 | Yvan Naud, President & CEO |
Sylvia Gad (514) 868-5457 |
| NBF International S.A. | 06/09/2007 | 03/08/2007 | Thiery Moret, General Manager |
Sylvia Gad (514) 868-5457 |
| NBF Securities USA Corp. | 06/09/2007 | 27/08/2007 | Alain Legris, Executive Vice-president and Chief Financial Officer |
Sylvia Gad (514) 868-5457 |
| NCP Northland Capital Partners Inc. | 23/06/2010 | Undated | Johanna O'Reilly, Chief Compliance Officer |
Johanna O’Reilly (416) 987-4221 |
| National Banc Financial Inc. | 13/09/2007 | 27/08/2007 | Alain Legris, Executive Vice-president and Chief Financial Officer |
Sylvia Gad (514) 868-5457 |
| National Bank Direct Brokerage Inc. | 13/09/2007 | Undated | Nicolas Milette, President |
Sylvia Gad (514) 868-5457 |
| National Bank FinancialInc. | 08/08/2007 | 28/06/2007 | Yvan Naud, Executive Vice President |
Sylvia Gad (514) 868-5457 |
| National Bank Financial Ltd. | 08/08/2007 | 28/06/2007 | Yvan Naud, Executive Vice President |
Sylvia Gad (514) 868-5457 |
| Newedge Canada Inc. | 07/01/2008 | Undated | Benoit Carignan,Chief Operating Officer |
Patrick Migneron (514) 841-6294 |
| Northern Securities Inc. | 02/10/2007 | 10/09/2007 | Frederick Vance, Vice President, Chief Compliance Officer |
Fred Vance (416) 644-8155 |
| Ocean Securities Inc. | 10/12/2007 | Undated | Robinson Manson, Vice President & CFO |
Robinson Manson (902) 423-1131 |
| Octagon Capital Corporation | 06/09/2007 | 07/2007 | Christopher J. Everest, Chief Operating Officer |
David Lister (416) 304-7833 Chris Everest (416) 306-2552 |
| Odlum Brown Limited | 27/09/2007 | Undated | Mary Beck, Vice President Compliance |
Mary Beck (604) 844-5301 |
| Paradigm Capital Inc. | 24/08/2007 | 17/08/2007 | Michael Ward, Chief Compliance Officer | Kevin Pinto |
| Parkyn, Wermenlinger, Layton Capital Inc. | 24/10/2007 | 28/09/2007 | Brenda Bartlett, Chief Operating Officer |
Astrid Moll (514) 875-7566 ext. 233 |
| PEAK Securities Inc. | 31/10/2007 | 28/09/2007 | Guy Roby, CCO |
Guy Roby (514) 844-6000 ext.2244 |
| Penson Financial Services Canada Inc. | 08/08/2007 | 31/07/2007 | Robert McPherson, Senior Vice-President of Operations. | compliance@penson.ca |
| Peters & Co. Ltd. | 13/09/2007 | Undated | Leslee C. Altin, Chief Compliance Officer |
Leslee C. Altin (403) 261-2227 |
| Pictet Canada L.P. | 27/09/2007 | Undated | David Parsons, Chief Operating Officer & Richard Gaulin, Vice President |
R Gaulin/S Borgognon (514) 350-6228 |
| PI Financial Corp. | 24/08/2007 | Undated | D. Andrew Murray, Chief Financial Officer | PI Financial Corp |
| Pollitt & Co. Inc. | 27/09/2007 | 09/2007 | John Christie, CFO |
|
| Pope & Company Limited | 27/05/2010 | 14/09/2007 | Katherine Frida, Chief Compliance Officer |
Katherine Frida (416) 593-5535 |
| Qtrade Securities Inc. | 19/09/2007 | Undated | Andy Quin, Vice-President, Operations |
Andy Quinn (604) 605-4209 |
| Raymond James Ltd. | 19/09/2007 | Undated |
Peter Bailey, President and CEO |
Mel Machado (604) 654-7223 |
| RBC Dominion Securities Inc. (RBC Capital Markets) | 22/06/2007 | 18/04/2007 | Bruce MacDonald, Chief Operating Officer | N/A |
| Royal Bank of Canada | 27/09/2007 | Undated | Bruce MacDonald, Executive Vice President | RBCCM |
| Richardson GMP Limited | 27/03/2012 | 16/01/2012 | Harris Fricker, CEO |
Leo Purcell (416) 943-6633 |
| Salman Partners Inc. | 24/08/2007 | Undated | John Mitchell, Vice President and CFO |
tradematching@ salmanpartners.com |
| Scotia Capital Inc. | 27/09/2007 | Undated | Norman K. J. Graham, Senior Vice President Securities Operation |
Jesse Cruz (416) 863-5935 |
| SG Americas Securities LLC | 01/10/2007 | 28/09/2007 | Michael Walsh, Managing Director |
Donna Schirloff (212) 278-4172 |
| Sherbrooke Street Capital (SSC) Inc. | 16/10/2007 | 27/09/2007 | Alberto Galeone, CEO, Treasurerand Director |
Alberto Galeone (514) 937-6933 |
| Sora Group Wealth Advisors Inc. | 12/10/2007 | 01/10/2007 | Antonia Laginha, Chief Compliance Officer |
Antonia Laginha (604) 738-7377 |
| Standard Securities Capital Corporation | 19/09/2007 | 01/09/2007 | Michael Bignell, Executive V.P., C.C.O. & C.O.O. |
Michael Bignell (416) 515-2303 |
| State Street Global Markets Canada Inc. | 19/09/2007 | Undated | Andrew Carrington, President and CEO |
Tammy Baker (647) 775-6004 |
| Stonecap Securities Inc. | 16/06/2010 | 06/04/2010 | Charlie Pennock, CCO |
Charles Pennock (416) 342-9940 |
| TD Bank Financial Group | 01/10/2007 | 18/07/2007 | Bob O'Leary, Managing Director | |
| TD Securities Inc. | 01/10/2007 | 12/07/2007 | Bob O'Leary, Managing Director | emailm |
| TD Waterhouse Institutional Services | 27/09/2007 | 25/09/2007 | Christopher Wicks, Vice President | michael.globe@td.com |
| Thomas Weisel Partners Canada Inc. | 03/01/2008 | Undated | Julie Eisenstat, ChiefCompliance Officer |
Compliance Department (416) 815-0888 |
| Toll Cross Securities Inc. | 04/11/2011 | 11/2011 | Marc Bouchard, Compliance Officer |
Tom Hope (416) 365-1960 |
| Trapeze Capital Corp. | 19/09/2007 | 17/09/2007 | Randall Abramson, President |
APekel@TrapezeAsset.com (416) 915-5738 |
| UBS Securities Canada Inc. | 08/08/2007 | Undated | James Stuart, COO | Walker Wentworth |
| Union Securities Ltd. | 02/10/2007 | Undated | Martin Lang, Chief Compliance Officer |
Martin Lang (604) 687-2201 |
| Versant Partners Inc. | 27/09/2007 | 21/09/2007 | Thomas MacKay, COO/CCO |
Thomas MacKay (514) 845-8111 ext. 231 |
| W.D. Latimer Co. Limited | 31/08/2007 | 26/07/2007 |
Sesto DeLuca, President |
jodi@wdlatimer.com |
| Wellington West Capital Markets Inc. | 01/10/2007 | Undated | Greg Thompson, President & CEO |
Stephen Martin (416) 642-3803 |
| Wolverton Securities Ltd. | 27/09/2007 | 09/2007 | Alexandra Williams, Chief Compliance Officer |
Alexandra Williams (604) 605-6318 |
| Worldsource Securities Inc. | 27/09/2007 | Undated | Caroline Sixsmith, Vice President Operations |
Caroline Sixsmith (905) 940-0094 |
Investment manager trade-matching statements
| Firm | Posted | Statement Date | Signed by | Contact |
|---|---|---|---|---|
| Acker Finley Asset Management Inc. | 27/09/2007 | Undated | Marian Buklis, Chief Compliance Officer |
Marian Buklis (416) 777-9636 |
| Acuity Investment Management Inc. | 27/09/2007 | 09/2007 | George Henry, Chief Operating Officer |
Jeff Tomlin (416) 867-2117 |
| Addenda Capital Inc. | 31/03/2008 | 24/07/2007 | Myriam Larcher, Chief Operating Officer & Chief Financial Officer | info@addenda-capital.com |
| AEGON Capital Management Inc. | 25/05/2010 | 25/05/2010 | Pam Brenman, Director of Operations & Chief Compliance Officer |
Pam Brenman (416) 883-5802 |
| AIM Advisors, Inc. | 02/10/2007 | 28/09/2007 | Todd L. Spillane, Chief Compliance Officer | Compliance Department |
| AIMCapital Management, Inc. | 02/10/2007 | 28/09/2007 | Todd L. Spillane, Chief Compliance Officer | Compliance Department |
| AIM Trimark Investments | 27/09/2007 | 21/09/2007 | Graham Anderson, SVP Investment Operations |
Shakila Nazir (416) 324-6190 |
| Alan W. McFarlane Associates | 27/09/2007 | 26/09/2007 | Alan W. McFarlane, Sole Proprietor |
Alan W. McFarlane (250) 995-9356 |
| AMI Partners Inc. | 27/09/2007 | 24/09/2007 | Robert J. Ritchie, Chief Operating Officer |
Joanne Skalos (514) 286-4527 |
| Association de bienfaisance et de retraite des policiers et policières de la Ville de Montréal | 31/10/2007 | 31/10/2007 | Louis Monette, President and General Manager |
Luc Daigneault (514) 527-8061 |
| Avenue Investment Management Inc. | 28/09/2007 | Undated | Bill Harris, Vice President |
|
| Baker Gilmore & Associates Inc. | 28/09/2007 | Undated | Michèle Moisan-Girard, Compliance Officer |
Michèle Moisan-Girard (514) 287-0110 |
| Barometer Capital Management Inc. | 27/09/2007 | Undated | Bruce Hartman, Chief Compliance Officer |
Bruce Hartman (416) 601-1683 |
| Batterymarch Financial Management, Inc. | 22/10/2007 | Undated | Ken Slovin, Director of Operations |
Kenneth T. Slovin (617) 266-8300 |
| Beutel Goodman & Company | 27/09/2007 | 09/2007 | William Ashby, President |
Matthew Hines (416) 932-6426 |
| BIMCOR Inc. | 27/09/2007 | 20/09/2007 | Brian Kouri, Vice President, Finance & Administration |
Remy Orsoli (514) 394-4738 |
| Blair Franklin Capital Partners Inc. | 04/12/2007 | 30/07/2007 | Steven Sharpe, Director | info@blairfranklin.com |
| Bloom Investment Counsel, Inc. | 01/11/2007 | Undated | M. Paul Bloom, President |
M. Paul Bloom (416) 861-9941 |
| Bluewater Investment Management Inc. | 27/09/2007 | Undated | Dina DeGeer, Chief Compliance Officer |
Susan Spence (416) 599-0029 |
| Blumont Capital Corporation | 27/09/2007 | 12/09/2007 | Donna Beasant, VP Operations |
Donna Beasant (416) 216-3566 |
| BMO Harris Investment Management Inc. | 13/09/2007 | 10/09/2007 | Andrew Paul Taylor, Senior Vice President & Chief Investment Officer |
Ronald Tooley (416) 359-7161 |
| Brandes Investment Partners, LP | 13/03/2009 | 18/02/2009 | Greg Houck, Managing Director of Operations |
Greg Houck (858) 523-3674 Settlements@brandes.com |
| British Columbia Investment Management Corporation (bcIMC) | 06/09/2007 | 16/07/2007 | Douglas G. Pearce, Chief Executive Officer and Chief Investment Officer |
Shauna Lukaitis (250) 387-7157 |
| Bull Capital Management Inc. | 07/10/2010 | 06/10/2010 | James A. Bull, Chief Executive Officer and President |
Gisele Huntley (416) 250 9400 ext 262 |
| Caisse centrale Desjardins | 13/05/2009 | Undated | Alain Leprohon, Vice-president Finance, Control and Compliance |
Alain Leprohon (514) 281-7106 |
| Canadian Direct Insurance Incorporated | 21/12/2007 | Undated | Brian J. Young, President & Chief Executive Officer |
|
| Canso Investment Counsel Ltd. | 29/09/2007 | Undated | John Carswell, President |
Elizabeth Sit (905) 881-8853 |
| Capital Guardian Trust Co./ Capital International Incorporated | 03/10/2007 | 28/09/2007 | Michael A. Burik, Senior Vice President |
Desiree White (949) 975- 5738 |
| Cardinal Capital Management, Inc. | 11/02/2010 | 01/10/2007 | Steven London, Vice-President, General Counsel and Chief Compliance Officer |
Jill Baczynsky (204) 783-0716 |
| Cassels Investment Management Inc. | 27/09/2007 | 20/09/2007 | Liis Palmer, Vice President |
Liis Palmer (416) 597-1369 |
| Certus Wealth Management Inc. | 15/11/2007 | Undated | Dietlinde Frey, Chief Compliance Officer |
|
| CI Investments Inc. | 05/10/2007 | Undated | Peter W. Anderson, Chief Executive Officer |
CI Compliance Department (416) 364-1145 |
| CIBC Global Asset Management Inc. | 27/09/2007 | Undated | Peter Dawkins, Chief Investment Officer, Director | cibc_ni_24101@cibc.ca |
| Citibank Canada | 03/10/2007 | 30/09/2007 | Jack Hoffman, Chief Operations Officer |
David Wright (416) 946-6640 |
| Connor, Clark & LunnCapital Markets Inc. | 01/10/2007 | 20/09/2007 | Phil Gow, Compliance Officer | Neil Murdoch |
| Connor, Clark & Lunn Investment Management Ltd. | 28/09/2007 | 27/06/2007 | Kathleen A. Leavins, Compliance Officer |
Kathleen A. Leavins (604) 685-2020 |
| Connor, Clark & Lunn Private Capital Ltd. | 01/10/2007 | 26/09/2007 | Rudy Kerklaan, Compliance Officer |
Rudy Kerklaan (604) 685-4465 |
| Co-operators Investment Counselling Limited | 28/09/2007 | 24/07/2007 | Jim MacDonald, Chief Investment Officer |
Debbie Pepperdine (519) 767-3078 |
| COTE 100 Inc. (in French only) | 06/09/2007 | 31/08/2007 | Philippe Le Blanc, President | Marc L'Ecuyer |
| CPP Investment Board | 27/09/2007 | Undated | Myra Libenson, Chief Operating Officer |
Cliff Bowers (416) 868-8531 |
| Credit Agricole Asset Management | 13/11/2007 | Undated | Xavier BARROIS, Director of Operations | Xavier BARROIS |
| Credit UnionCentral of British Columbia | 27/09/2007 | Undated | Dan Blue, Associate Vice President & Controller |
Daniel Shu (604) 730-6346 |
| Credit Union Central of Manitoba | 02/10/2007 | Undated | Mike Safiniuk, CFO |
Bob Adams (204) 985-4707 |
| Creststreet Asset Management Limited | 13/09/2007 | Undated | Donna Shea, VP, Finance & Chief Financial Officer | Sheryl Chiddenton |
| Cypress Capital Management Ltd. | 28/09/2007 | Undated | Greg Bay, President, CEO |
Cynthia Hawley (604) 659-1870 |
| Davis-Rea Ltd. | 03/10/2007 | 11/09/2007 | James E. Houston, SVP & Chief Operating Officer |
Jim Houston (416) 324-2204 |
| De Luca Veale Investment Counsel Inc. | 15/10/2007 | 01/10/2007 | Jonathan Veale, President |
Jonathan Veale (250) 890-2000 |
| Desjardins Asset Management Inc. | 28/09/2007 | Undated | Caroline Thomassin, Vice-President, Legal Affairs and Corporate Secretary | Sylvain Piché |
| Desjardins Global Asset Management Inc. | 28/09/2007 | Undated | Caroline Thomassin, Vice-President, Legal Affaires, Corporate Secretary and Chief Compliance Officer | Sylvain Piché |
| Desjardins Trust | 28/09/2007 | 19/09/2007 | François Gagnon, Executive Vice President Custody Services |
|
| Deutsche Asset Management Canada Limited | 13/10/2009 | Undated | Geoffrey Moore, Chief Executive Officer |
|
| Deutsche Investment Management Americas, Inc. | 09/14/2009 | Undated | Jason Rein,Chief Compliance Officer |
|
| Doherty & Associates Ltd. | 29/09/2007 | 10/09/2007 | Ian S. Sterling, President |
Chris Stuart (613) 238-6727 |
| Dorchester Investment Management | 01/10/2007 | 09/2007 | Isabelle H. Wehrli, Partner |
Isabelle Wehrli (514)861-5841 |
| EL Investment Management | 29/09/2007 | 29/08/2007 | Deborah Frame, Chief Investment Officer | 1 877-548-1881 |
| Elmwood Capital Inc. | 23/10/2007 | 20/09/2007 | Scott M. Coleman, COO & Chief Compliance Officer |
Scott Coleman (416) 703-4352 |
| Elysium Wealth Management | 06/08/2009 | 06/08/2009 | Ian Kalinowsky, President |
Jeff Palles (204) 989-6204 |
| Fairlane Asset Management Ltd. | 27/09/2007 | 18/09/2007 | Graeme Thom, Compliance Officer |
www.fairlane-am.com (416) 975-1900 |
| Fidelity Management & Research Company | 03/10/2007 | Undated | Kimberley Monasterio, Assistant Treasurer | Erik Nelson |
| Fiducie Globale des Régimes de retraite de la Société de transport de Montréal | 29/09/2007 | 27/09/2007 | Claude Caty, Chief Investment Officer |
Trang Buu (514) 280-5165 |
| Fiduciary Trust Company of Canada | 27/09/2007 | Undated | Tom Junkin, Senior Vice President |
Christopher D. Anderson (403) 543-1998 |
| Fiera YMG Capital Inc. | 28/09/2007 | 26/09/2007 | Luc Sarrazin, Vice President and Chief Financial Officer |
Denyse Rivest (514) 954-3307 |
| Flatiron Capital Management Partners | 27/09/2007 | Undated | Michelle Moore, Partner and Chief Operating Officer |
Michelle Moore (416) 361-3036 |
| Fondation Lucie et André Chagnon | 30/11/2007 | 21/11/2007 | Guy Brochu, Senior Vice President and Chief Financial Officer |
Mathieu Poulin (514) 380-2001, ext. 1083 |
| Fonds des professionnels - Fonds d’investissement inc (French only) | 29/09/2007 | 27/09/2007 | Frédéric Bélanger, President & CEO |
Lison Couture (514) 350-5169 |
| Foyston, Gordon & Payne Inc. | 16/08/2007 | Undated | Mark Thompson, Senior Vice President |
Michael Shuper (416) 362-4725 |
| Franklin Templeton Investments Corp. | 01/05/2012 | Undated | Don F. Reed, President & CEO |
Brad Beuttenmiller (416) 957-6010 |
| GFI Investment Counsel Ltd. | 06/11/2008 | Undated | Daniel T. Goodman,President & CEO |
David A. Goodman (416) 488-8825 |
| Global Alpha Capital Management Ltd. | 08/07/2010 | 29/07/2008 | Robert Beauregard, Director |
David Savignac (514) 490-2788 |
| Goodman & Company, Investment Counsel Ltd. | 27/09/2007 | 07/09/2007 | Todd Beallor, Executive VP |
Jeff Cairns (416) 365-8897 |
| Goodreid Investment Counsel Corp. | 19/09/2007 | 18/09/2007 | Gordon A. Reid, President & CEO |
Cathy Alfred (416) 364-0890 |
| Greystone Managed Investments Inc. | 19/09/2007 | 14/09/2007 | Elaine Bourassa, Managing Director, Chief Operating Officer |
Jamie Seaker (306) 779-6491 |
| Guardian Capital Advisors LP | 29/09/2007 | 18/09/2007 | Darryl Workman, Vice President Administration |
Darryl Workman (416) 947-4096 |
| Guardian Capital LP | 19/09/2007 | 18/09/2007 | C. Verner Christensen, Senior Vice-President, Compliance & Secretary |
Matthew Turner (416) 947-3708 |
| Guardian Group of Funds Ltd. | 13/09/2007 | 12/09/2007 | Stuart J. Freeman, Senior Vice-President, Chief Administration Officer |
Ronald Tooley (416) 359-7161 |
| GWL Investment Management Ltd. | 27/09/2007 | Undated | John Smith, President & Chief Compliance Officer | Mark Pomehichuk |
| Gyrus Investment Management Inc. | 08/07/2010 | 22/12/2009 | Jim Schetakis, Director |
Jim Schetakis (416) 862-2020 |
| Hanover Private Client Corporation | 28/09/2007 | 26/09/2007 | Thomas J. Trainor, Managing Director |
Tom Trainor (416) 594-3222 |
| Hesperian Capital Management Ltd. | 28/09/2007 | Undated | Randal L. Oliver, Chief Investment Officer |
Paula Sexsmith (403) 531-1403 |
| Hexavest Inc. | 23/11/2007 | Undated | Michel Lajoie, Chief Compliance Officer |
Michel Lajoie (514) 390-7642 |
| Highstreet Asset Management Inc. | 13/09/2007 | 10/09/2007 | Paul A. Brisson, President |
Mary Irvine (519) 963-8293 |
| HIM Monegy, Inc. | 19/09/2007 | 10/09/2007 | Sadhana Valia, President |
Ronald Tooley (416) 359-7161 |
| Hospitals of Ontario Pension Plan | 15/12/2008 | Undated | John Riviere, SVP Finance & Chief |
Nan Samaroo VP Investment Operations and Accounting |
| HSBC Investments (Canada) Limited | 19/09/2007 | 28/08/2007 | Jamie Midgley, Chief Operating Officer | portfolioadm@hsbc.ca |
| Hydro-Québec as trustee of la Caisse de retraite d’Hydro-Québec | 31/10/2007 | 20/09/2007 | Daniel Garant, Executive Vice President, Finance and Chief Financial Officer |
|
| Independent Accountants' Investment Counsel Inc. | 01/10/2007 | 27/09/2007 | Mich Landry, President |
|
| Index Wealth Management | 09/08/2010 | 09/08/2010 | Alan Fustey, President |
Alan Fustey (204) 989-6217 |
|
Industrial Alliance Insurance and Financial Services Inc. |
02/10/2007 | 25/09/2007 | Yvon Côté, Chairman of the Board and Chief Executive Officer |
Edith Roy (418) 604-5000 ext. 5012 Fds.TMS@inalco.com |
| Industrial Alliance Investment Management Inc. | 02/10/2007 | 25/09/2007 | Yvon Côté, Chairman of the Board and Chief Executive Officer |
Edith Roy (418) 604-5000 ext. 5012 Fds.TMS@inalco.com |
| Inhance Investment Management Inc. | 01/10/2007 | 28/09/2007 | Lynn Shook, SVP Operations & Human Resources |
Lynn Shook (604) 975-3303 |
| Intact Investment Management Inc. | 10/03/2010 | Undated | Marc Provost, Senior Vice President, Managing Director and Chief Investment Officer |
Alain Fortin (514) 350-8637 IIM.Compliance@intact.net |
| Jarislowsky, Fraser Limited | 12/11/2007 | Undated | Stephen A. Jarislowsky, Chairman & CEO |
Lucy Chan (514) 842-2727 |
| Jones Heward Investment Counsel Inc. | 13/09/2007 | Undated | Michael Stanley, Chief Executive Officer, President & Chief Investment Officer |
Ronald Tooley (416) 359-7161 |
| Jory Capital Inc. | 19/09/2007 | 07/09/2007 | Patrick M. Cooney, Chairman, CEO & President |
Donna Kostiuk (204) 925-5219 |
| Lawrence Asset Management Inc. | 04/07/2008 | Undated | Grant McCutcheon, V.P. & Secretary | info@lawrenceasset.com |
| Lighthouse Private Client Corporation | 27/09/2007 | Undated | Jessica Thomas, Chief Compliance Officer |
Jessica Thomas (519) 963-6200 |
| Lincluden Management Limited | 28/09/2007 | Undated | C. Lynn Eplett, Vice President and Chief Compliance Officer |
Lynn Eplett (905)-825-2227 |
| Longview Asset Management Ltd. | 11/24/2011 | 11/24/2011 | R.B. Matthews, Chief Compliance Officer |
Frank Zhang (416) 947-1144 |
| Mackenzie Cundill Investment Management Ltd. | 01/10/2007 | Undated | Lisa M. Pankratz, President & Chief Compliance Officer |
Matthew McCarthy (604)601 8328 |
| Mackenzie Financial Corporation | 27/07/2007 | Undated | Ian Ainsworth, Senior Vice President, Investments, Interim Chief Investment Officer |
Chuck Murray (416) 967-2031 |
| Macquarie Capital Markets Canada Ltd. | 11/12/2007 | 10/12/2007 | Chris Salapoutis, Chief Operating Officer |
Chuck Hoang (416) 848-3588 |
| Matrix Funds Management | 02/10/2007 | 27/09/2007 | Raymond Steele, Senior Vice President, CFO, COO |
Raluca Sarbu (416) 365-4079 |
| Mawer Investment Management Ltd. | 19/09/2007 | 07/09/2007 | Donna J. Mack, Chief Compliance Officer |
Donna J. Mack (403) 770-1270 |
| MFC Global Investment Management (Canada) - A Division of Elliott & Page Limited | 29/09/2007 | 26/09/2007 | Kevin Adolphe, President |
Hasan Khan (416) 926-5914 |
| Montrusco Bolton Investments Inc. | 31/08/2007 | 24/08/2007 | Benoît Bourdages, VP Operations | Benoît Bourdages |
| Morgan Meighen & Associates Limited | 29/09/2007 | Undated | Vanessa L. Morgan, President |
Chris Esson (416) 366-2931 ext..227 |
| Mulvihill Capital Management Inc. | 29/09/2007 | Undated | John P. Mulvihill, President & CEO |
Supriya Kapoor (416) 681-3955 |
| Natcan Investment Management Inc. | 19/09/2007 | 08/2007 | Charles Leblanc, Senior Vice-President, Operations |
Yacine Chammaa (514) 871-7676 |
| Natcan Trust Company | 04/10/2007 | 24/09/2007 | Pierre Paul Cournoyer, Vice President Operations |
Sylvia Gad (514) 868-5457 |
| National Bank Trust | 27/09/2007 | 24/09/2007 | Pierre Paul Cournoyer, Vice President Operations |
Sylvia Gad (514) 868-5457 |
| NBC Alternative Investments Inc. | 25/03/2008 | Undated | Nathalie Jasmin, Chief Operating Officer |
Nathalie Jasmin (514) 394-7564 |
| Newhaven Asset Management Inc. | 27/09/2007 | 20/09/2007 | Stephen T. Moore, Managing Director |
Stephen T. Moore (416) 815-2278 |
| NexGen Financial Limited Partnership | 03/11/2010 | 29/10/2010 | Abhishek Goenka,Senior Vice President, Chief Financial Officer & Chief Operating Officer |
Abhishek Goenka (416) 775-3723 |
| OFI Institutional Asset Management Inc. | 23/01/2008 | 11/2007 | Mark Vandehey, Chief Compliance Officer |
Brian Dvorak (303) 768-1133 Jake Burford (303) 768-2826 |
| OMERS Administration Corporation | 28/09/2007 | Undated | Jenny Tsouvalis, Vice President, Investment Operations and Applications |
Jenny Tsouvalis (416)-947-7201 |
| OppenheimerFunds, Inc. | 23/01/2008 | 11/2007 | Mark Vandehey, Chief Compliance Officer |
Brian Dvorak (303) 768-1133 Jake Burford (303) 768-2826 |
| Optimum Asset Management Inc. | 28/09/2007 | 26/09/2007 | Claude Lamonde, President |
Suzanne Tremblay (514) 288-7545ext. 612 |
| Pacific Spirit Investment Management Inc. | 27/09/2007 | 21/09/2007 | John S. Clark, President |
John S. Clark (604) 687-0123 |
| Palos Management Inc. | 13/03/2009 | 13/03/2009 | Charles O. Marleau, Dir. |
Robert Sands (514) 397-0188 x880 |
| PanAgora Asset Management, Inc. | 28/09/2007 | Undated | Louis X. Iglesias, Chief Compliance Officer |
Louis X. Iglesias (617)-439-6300 |
| PCJ Investment Counsel Ltd. | 28/09/2007 | 27/06/2007 | Heiki Altosaar, Compliance Officer |
Heiki Altosaar (416)-955-9990 |
| Phillips, Hager & North Investment Management Ltd. | 24/08/2007 | Undated | John S. Montalbano, President |
Heidi Johnston (604) 408-6251 |
| Portland Investment Counsel Inc. | 06/02/2012 | Undated | Michael Lee-Chin, Chief Executive Officer |
Nadine Milne (905) 331-4250 x4689 |
| PSP Investments | 27/09/2007 | 01/09/2007 | John Valentini, First Vice President, Chief Financial and Operating Officer | Anne-Marie Laurendau |
| Putnam Investments | 27/09/2007 | 24/09/2007 | Robert R. Leveille, Managing Director, Chief Compliance Officer |
Kimberly Day (617) 760-5098 |
| Pyramis Global Advisors, LLC | 02/10/2007 | Undated | William Corson, Compliance Officer | William Corson |
| Radin Capital Partners Inc | 10/25/2011 | Undated | Brad Radin, Chief Executive Officer |
Shaen Ramsay (416) 929-6777 |
| Rae & Lipskie Investment Counsel Inc. | 01/10/2007 | 03/09/2007 | Brian E. Lipskie, President & Chief Operating Officer |
Sheila Yendt (519) 578-6849 |
| RBC Asset Management Inc. | 27/09/2007 | Undated | Frank Lippa, Chief Financial Officer and Chief Operating Officer |
Tom Brown (416) 974-5260 |
| RBC Insurance | 30/04/2009 | 30/04/2009 | Tom Dalinda, Head Investments |
Chris Carter (905) 606-1934 |
| Rondeau Capital Inc. | 23/11/2009 | Undated | G. Keith Graham, President |
Keith Graham (416) 487 4444 |
| Royce & Associates, LLC | 24/10/2007 | 23/10/2007 | Daniel A. O'Byrne, Vice President |
Kennethe D. Smolanoff (212) 593-3473 |
| Scheer, Rowlett & Associates Investment Management Ltd. | 07/02/2012 | 02/02/2012 | Tim Bradshaw, Chief Compliance Officer |
Tim Bradshaw (416) 202-6676 |
| Sceptre Investment Counsel Limited | 13/09/2007 | 28/08/2007 | David R. Morris, Chief Financial Officer |
Karry Callitsis (416) 866-2397 |
| Scotia Cassels Investment Counsel Ltd. | 29/09/2007 | Undated | John T. Varao, President & CIO |
Catherine Tuckwell (416) 933-3065 |
| SEAMARK Asset Management Ltd. | 29/09/2007 | 25/09/2007 | Brent William Barrie,Vice President & Corporate Secretary |
Brent Barrie (902) 425-3551 |
| Seymour Investment Management Ltd. | 20/04/2010 | Undated | Carl Hoyt, President & CEO |
Cynthia Hawley (604) 659-1721 |
| Shaunessy Investment Counsel | 06/11/2007 | 01/09/2007 | Terence Shaunessy, President & Portfolio Manager | Mark Kryzan |
| SIPAR INC. | 27/09/2007 | 19/09/2007 | Serge Leclerc |
Marie Fanton (514) 861-9252 |
| Société de gestion privée des fonds FMOQ inc. | 24/12/2010 | 23/12/2010 | Jean-Pierre Tremblay, Vice President |
Daniel Charbonneau (514)868-2088 |
| Sojecci II ltée | 30/11/2007 | 21/11/2007 | Guy Brochu, Senior Vice President and Chief Financial Officer |
Mathieu Poulin (514) 380-2001, ext. 1083 |
| Sojecci Alberta Ltd. | 30/11/2007 | 23/11/2007 | John Campbell, Director |
Mathieu Poulin (514) 380-2001, ext. 1083 |
| Sprott Asset Management LP | 31/08/2007 | Undated | Kirstin McTaggart, Chief Compliance Officer |
1-866-299-9906 compliance@sprott.com |
| Standard Life Investments Inc. | 01/10/2007 | 28/09/2007 | Michael Evans, Chief Operating Officer | sli-support-isl@standardlife.ca |
| State Street Global Advisors, Ltd. | 27/09/2007 | 20/09/2007 | Gregory Chrispin, President and Managing Director |
Faruk Patel (514) 282-3877 |
| Sustainable Wealth Management, Ltd. | 19/09/2007 | 14/09/2007 | Derek Gates, President & CIO |
Derek Gates (403) 454-0881 |
| Tacita Capital Inc. | 30/03/2012 | 05/11/2008 | Michael Nairne, President |
Garnet Anderson (416) 640-9962 |
| TD Asset Management Inc. | 06/09/2007 | 23/08/2007 | Michael Thorfinnson, Chief Operating Officer and Chief Risk Officer |
TD Asset Management Settlements (416) 307-9255 |
| Tetrem Capital Management Ltd. | 04/01/2008 | Undated | Junior Damianidis, Vice President, Finance and Operations |
Junior Damianidis (204) 975-2876 |
| The Equitable Life Insurance Company of Canada | 02/10/2007 | 20/09/2007 | C. Paul English, Senior Vice President, Investments |
Nancy Kent (519) 886-5110 x8119 |
| The Wawanesa Life Insurance Company | 27/09/2007 | Undated | Mary Nemeth, Vice-President & Chief Operating Officer |
V. Mak (204) 985-5429 |
| The Wawanesa Mutual Insurance Company | 27/09/2007 | Undated | Paul Goodman, Vice-president & Comptroller |
V. Mak (204) 985-5429 |
| Thornburg Investment Management | 01/10/2007 | Undated | Brian McMahon, President |
Benjamin Wiesenfeld (505) 954-5283 |
| Thornmark Asset Management Inc. | 02/10/2007 | 27/08/2007 | Paul Spagnolo, Chief Operating Officer |
Paul Spagnolo (416) 204-6220 |
| Toron Capital Markets Inc. | 03/10/2007 | Undated | Arthur Heinmaa, Managing Partner |
Kai Herrmann (416) 645-8740 |
| Trapeze Asset Management Inc. | 19/09/2007 | 17/09/2007 | Randall Abramson, CEO |
Arman Pekel (416) 915-5738 |
| Triumph Asset Management Inc. | 27/09/2007 | Undated | Bonnie Bloomberg, Chief Compliance Officer |
Amanda Hotton (416) 366-1947 |
| UBS Investment Management Canada Inc. | 16/11/2007 | Undated | Brett Arsenault, Executive Director; Sharon Ashton Executive Director |
Alan R. Sinclair (416) 345-7082 |
| USAA Mutual Funds Trust | 19/09/2007 | Undated | Ronald B. Sweet, VP Equity Investments |
Sheila Sanchez (210) 498-7578 AND Susan Blanton (210) 498-7581 |
| Vancity Investment Management | 27/09/2007 | 20/09/2007 | Allan Pankratz, Vice President |
Allan Pankratz (604) 871-5355 |
| Van Eck | 04/10/2007 | 22/09/2007 | Russell Brennan, Manager Portfolio Administration |
Jason Wilson (212) 293-2124 |
| Webb Asset Management Canada, Inc. | 13/02/2008 | 12/02/2008 | Ken McCord, President & CEO |
Ken McCord (416) 933-5746 |
| Wellington West Asset Management Inc. | 10/02/2010 | Undated | Sam Pellettieri, CIO |
Compliance Department 1-866-630-5076 support@nxtfunds.ca |
| Woodstone Capital Inc. | 19/09/2007 | Undated | Mahmood S. Ahamed, President |
Gina Holliday (604) 605-8303 |
| Wutherich & Company Investment Counsel Inc. | 27/09/2007 | 18/09/2007 | Wilfried Wutherich, President |
John A. MacDougall (514) 868-2112 |
Custodian trade-matching statements
| Firm | Posted | Statement Date | Signed by | Contact |
|---|---|---|---|---|
| BMO Trust Company | 13/09/2007 | 10/09/2007 | Jean Blacklock, Chief Operating Officer and Vice President |
Ronald Tooley (416) 359-7161 |
| Canadian Western Bank | 21/12/2007 | Undated | Larry M. Pollock, President & Chief Executive Officer |
|
| Canadian Western Trust Company | 21/12/2007 | Undated | Larry M. Pollock, President & Chief Executive Officer |
|
| CIBC Mellon | 05/07/2007 | 05/03/2007 | Robert M. Shier, Senior Vice-President and Chief Operations Officer |
Contact CIBC Mellon (416) 643-5000 |
| Citibank Canada | 29/09/2007 | 24/09/2007 | Robert Smuk, Business Head Global Transaction Services | Mariles Delfin |
| Computershare Trust Company of Canada | 29/10/2007 | Undated | Stuart Swartz, Vice President, Corporate Trust | |
| Desjardins Trust | 29/09/2007 | 19/09/2007 | François Gagnon, Executive Vice President | Contact your account representative at Desjardins Trust. |
| Natcan Trust Company | 29/09/2007 | 24/09/2007 | Pierre Paul Cournoyer, Vice President Operations |
Sylvia Gad (514) 868-5457 |
| National BankTrust | 29/09/2007 | 24/09/2007 | Pierre Paul Cournoyer, Vice President Operations |
Sylvia Gad (514) 868-5457 |
| NBCN Inc. | 16/08/2007 | 28/06/2007 | Yvan Naud, President & CEO |
Sylvia Gad (514) 868-5457 |
| National Bank Direct Brokerage Inc | 13/09/2007 | Undated | Nicolas Milette, President |
Sylvia Gad (514) 868-5457 |
| Penson Financial Services Canada Inc. | 08/08/2007 | Undated | Unsigned | compliance@penson.ca |
| RBC Dexia Investor Services Trust | 05/07/2007 | 04/06/2007 | José Placido, ChiefExecutive Officer | Your RBC Dexia representative |
| State Street Trust Company Canada | 12/10/2007 | Undated | Ron Robertson, Senior Vice President | |
| The Bank of Nova Scotia | 29/09/2007 | Undated | Norman K. J. Graham, Senior Vice President Securities Operation |
David Macbeth (416) 933-1760 |
| The Bank of Nova Scotia Trust Company | 29/09/2007 | Undated | Brian McCabe, Managing Director & Head |
David Macbeth (416) 933-1760 |
| The Canada Trust Company | 21/04/2011 | 21/04/2011 | Reg Swamy, Vice President |
Deborah Rieckhof (416)308-6199 |
| The Northern Trust Company, Canada | 30/08/2007 | Undated | Robert J. Baillie, President & CEO | Domenic Sgambelluri |
| Valiant Trust Company | 21/12/2007 | Undated | Adrian M. Baker, President |
|
Inter-dealer broker trade-matching statements
| Firm | Posted | Statement Date | Signed by | Contact |
|---|---|---|---|---|
| Freedom International Brokerage Company | 05/10/2007 | 04/10/2007 | Michael Woolnaugh, SVP Finance & Administration |
|
| Prebon Canada Limited | 28/09/2007 | 26/09/2007 | Chris Woolcock, Chief Operating Officer | Chris Woolcock |
| Shorcan Brokers Limited | 14/09/2011 | 06/09/2011 | Peter Conroy, President |
Peter Conroy (416) 360-2508 |
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