Advisories
Proposed Industry Asset Classification Schema for Member CommentTue, Feb 12, 2013
2013 Holiday ScheduleTue, Jan 01, 2013
Canadian Securities Administrators published proposed amendments to National Instrument 31-103Fri, Nov 16, 2012
CSA Notice and Request for Comment Proposed Amendments to National Instrument 23-103 Electronic TradingThu, Oct 25, 2012
IIROC Proposed Guidance Respecting Third-Party Electronic Access to MarketplacesThu, Oct 25, 2012
IIROC Proposed Provisions Respecting Third-Party Electronic Access to MarketplacesThu, Oct 25, 2012
Result from IIAC Consultation on Composition of Canadian Overnight Repo Rate (CORRA)Mon, Oct 22, 2012
IIROC Request for Comments - Guidance on Clearing ArrangementsMon, Oct 22, 2012
IIROC Request for Comments - Guidance on Outsourcing ArrangementsMon, Oct 22, 2012
IIAC seeks views on composition of the Canadian Overnight Repo Rate (CORRA)Tue, Sep 18, 2012
Proposed New Reporting Requirements for Investment Dealers with a BC Office that Trade in the U.S. Over-the-Counter MarketFri, Aug 31, 2012
New Non-Resident Taxation Templates - Information SheetTue, Aug 14, 2012
IIROC Request for Comments - Manipulative and Deceptive trading practicesTue, Jul 17, 2012
IIROC Concept Proposal – Restricted Dealer Member ProposalThu, Jul 12, 2012
Nominee Name CertificationWed, Jul 11, 2012
Intermediary Name Certification - draftWed, Jul 11, 2012
Non-Resident Certification Agreement - client name versionWed, Jul 11, 2012
IIROC Proposed Guidance Respecting Electronic TradingThu, Jun 28, 2012
IIROC Notice Provisions Respecting Electronic TradingThu, Jun 28, 2012
Highlights of Ontario BudgetTue, Mar 27, 2012
CRA Qs&As for Financial Institutions on RRSP, RRIF Anti-Avoidance RulesMon, Jan 16, 2012
Explanation and Sample Wording for RRSP-RRIF 1% Penalty Tax Refund - December 28, 2011Wed, Dec 28, 2011
Summary of September 30, 2011 Announced “Full” Harmonization of TVQ and GST - October 5, 2011 Wed, Oct 05, 2011
2011-12 Federal Budget II HighlightsMon, Jun 06, 2011
2011-12 Budget HighlightsTue, Mar 22, 2011
Due Bill AdvisoryWed, Mar 09, 2011
Holiday Schedule 2011Thu, Nov 11, 2010
Update - Proposed changes to Delivery & Settlement of Large Value Debt TradesTue, Aug 07, 2007
Proposed Changes : Delivery & Settlement of Large Value Debt TradesFri, Mar 30, 2007
Register Now - IIAC Social Media Conference: Practical Tools and Tips for Implementing a Successful Social Media Plan for your Firm
Thursday, May 16, 2013
Save the Date - IIAC Small and Independent Dealer Symposium: New Strategies for Success in the Evolving Market
Tuesday, June 25, 2013
Save the Date - IIAC Annual Conference: As Markets Heal, Confidence Rebuilds
Thursday, October 3, 2013
Save the Date - IIAC Investment Industry Hall of Fame Induction Ceremony
(Following the 2013 IIAC Annual Conference)
Thursday, October 3, 2013