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Advisories

Proposed Industry Asset Classification Schema for Member Comment
Tue, Feb 12, 2013
2013 Holiday Schedule
Tue, Jan 01, 2013
Canadian Securities Administrators published proposed amendments to National Instrument 31-103
Fri, Nov 16, 2012
CSA Notice and Request for Comment Proposed Amendments to National Instrument 23-103 Electronic Trading
Thu, Oct 25, 2012
IIROC Proposed Guidance Respecting Third-Party Electronic Access to Marketplaces
Thu, Oct 25, 2012
IIROC Proposed Provisions Respecting Third-Party Electronic Access to Marketplaces
Thu, Oct 25, 2012
Result from IIAC Consultation on Composition of Canadian Overnight Repo Rate (CORRA)
Mon, Oct 22, 2012
IIROC Request for Comments - Guidance on Clearing Arrangements
Mon, Oct 22, 2012
IIROC Request for Comments - Guidance on Outsourcing Arrangements
Mon, Oct 22, 2012
IIAC seeks views on composition of the Canadian Overnight Repo Rate (CORRA)
Tue, Sep 18, 2012
Proposed New Reporting Requirements for Investment Dealers with a BC Office that Trade in the U.S. Over-the-Counter Market
Fri, Aug 31, 2012
New Non-Resident Taxation Templates - Information Sheet
Tue, Aug 14, 2012
IIROC Request for Comments - Manipulative and Deceptive trading practices
Tue, Jul 17, 2012
IIROC Concept Proposal – Restricted Dealer Member Proposal
Thu, Jul 12, 2012
Nominee Name Certification
Wed, Jul 11, 2012
Intermediary Name Certification - draft
Wed, Jul 11, 2012
Non-Resident Certification Agreement - client name version
Wed, Jul 11, 2012
IIROC Proposed Guidance Respecting Electronic Trading
Thu, Jun 28, 2012
IIROC Notice Provisions Respecting Electronic Trading
Thu, Jun 28, 2012
Highlights of Ontario Budget
Tue, Mar 27, 2012
CRA Qs&As for Financial Institutions on RRSP, RRIF Anti-Avoidance Rules
Mon, Jan 16, 2012
Explanation and Sample Wording for RRSP-RRIF 1% Penalty Tax Refund - December 28, 2011
Wed, Dec 28, 2011
Summary of September 30, 2011 Announced “Full” Harmonization of TVQ and GST - October 5, 2011
Wed, Oct 05, 2011
2011-12 Federal Budget II Highlights
Mon, Jun 06, 2011
2011-12 Budget Highlights
Tue, Mar 22, 2011
Due Bill Advisory
Wed, Mar 09, 2011
Holiday Schedule 2011
Thu, Nov 11, 2010
Update - Proposed changes to Delivery & Settlement of Large Value Debt Trades
Tue, Aug 07, 2007
Proposed Changes : Delivery & Settlement of Large Value Debt Trades
Fri, Mar 30, 2007



Register Now - IIAC Social Media Conference: Practical Tools and Tips for Implementing a Successful Social Media Plan for your Firm

Thursday, May 16, 2013

Save the Date - IIAC Small and Independent Dealer Symposium: New Strategies for Success in the Evolving Market

Tuesday, June 25, 2013

Save the Date - IIAC Annual Conference: As Markets Heal, Confidence Rebuilds

Thursday, October 3, 2013

Save the Date - IIAC Investment Industry Hall of Fame Induction Ceremony

(Following the 2013 IIAC Annual Conference)
Thursday, October 3, 2013