Registration Reform and the Impact on a Firm’s Supervisory Structure
James Porter, Senior Vice President & Managing Director, Individual Investor Services, National Bank Financial Inc.

Product Due Diligence - Best Practices & Guidance for IIAC Member Firms
Lisa Langley, President, IPSG
0.25 CE Compliance Credit
For IIAC's guidance document on Product Due Diligence, visit the IIAC Members-Only Site Toolkit

Options Symbology Initiative (OSI)
Joan Templeton, Senior Consultant, Stratix Consulting
0.75 CE Compliance Credit

Securities Industry Weathers the Storm: 2007 A Year in Review
Jack Rando, Director, Capital Markets, IIAC

Keeping reforms in sight - Understanding Version 2 of the Registration Reform Proposals
Prema Thiele, Partner, Borden Ladner Gervais, LLP
0.5 CE Compliance Credit

National Do Not Call List
Nancy Webster-Cole, Senior Manager, Telemarketing Regulations, CTRC and Stephanie McManus, Compliance Support Services
1.00 CE Compliance Credit